Compliance Consultant

TEKsystems
$45.00 - $50.00 / hr
United States, New York, New York
Nov 19, 2024
Job Description: We are seeking a highly skilled Compliance Analyst with experience in equities and in identifying, interpreting, and reporting instances of suspicious activity. The ideal candidate will work within our compliance team to ensure adherence to regulatory requirements and internal policies pertaining to anti-money laundering (AML) and other compliance obligations. Key Responsibilities: - Suspicious Activity Reporting (SAR): Conduct thorough investigations of potentially suspicious transactions and activities, utilizing investigative techniques to complete and recommend SARs in accordance with regulatory guidelines. - Equities Analysis: Leverage expertise in equities to analyze trading patterns and market behaviors, identifying anomalies that may indicate potential regulatory breaches or suspicious activity. - Monitor Transactions: Continuously monitor daily trading activities and account transactions to identify and escalate any red flags or unusual patterns that require further investigation. - Regulatory Compliance: Stay up-to-date with relevant laws, regulations, and industry best practices related to AML and securities regulations to ensure compliance across all operations. - Documentation and Reporting: Maintain detailed records of findings, analysis, and SAR submissions. Prepare comprehensive reports for management and regulatory authorities as necessary. - Collaboration and Training: Collaborate with other teams, including legal and risk management, to address compliance issues. Provide training and support to staff on recognizing and reporting suspicious activities. Skills: sar, equities Additional Skills & Qualifications: NICE TO HAVE: - Excellent verbal and communication skills. - Looking for consulting assignment. Experience Level: Intermediate Level About TEKsystems: We're partners in transformation. We help clients activate ideas and solutions to take advantage of a new world of opportunity. We are a team of 80,000 strong, working with over 6,000 clients, including 80% of the Fortune 500, across North America, Europe and Asia. As an industry leader in Full-Stack Technology Services, Talent Services, and real-world application, we work with progressive leaders to drive change. That's the power of true partnership. TEKsystems is an Allegis Group company. The company is an equal opportunity employer and will consider all applications without regards to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law.